Proposal Request Please fill out this form and we will get the proposal started. Step 1 of 3 33% Advisor Name First Last Advisor Email Household NameKey Household Member 1 First Last Date of Birth MM DD YYYY Would you like to add another Key Household Member?NoYesKey Household Member 2 First Last Date of Birth MM DD YYYY Proposal TypeSelectUnified PortfolioUnified ETF PortfolioDefined Income PortfolioGrowth PortfolioInclude Critical Path reporting?SelectYesNoCreating the Growth PortfolioWhat growth portfolio would you like to use?SelectTime TargetedDividend EquityMomentumUnconstrainedMy Growth ModelSelect the time target for the growth portfolioSelect8-13 Years4-7 Years1-3 Years (Low Volatility)14-20 YearsWhich growth model?Would you like to add any comments about the Growth Portfolio?NoYesPlace any additional growth portfolio comments belowCreating the Income PortfolioWhat is the final year of the plan?Type of Cash FlowsSelectSteady - SingleMultiple, Variable or DeferredBond Bridge - SingleBond Bridge - MultipleYears of IncomeSelectSolve for based on the allocation3456789101112131415161718192021222324252627282930What is the Income Portfolio allocation?*What is the Income Portfolio allocation?*What is the Income Portfolio allocationAccount NameAllocation Click the + symbol to the right of the box to add more agencicesWhat is the Income Portfolio allocationAccount NameAllocation Click the + symbol to the right of the box to add more agencicesGross Annual Cash Flows DesiredInflation AdjustmentFee Treatment in Cash Flows*SelectFees are included in cash flowsAdd Asset Dedication fees to cash flowsAdd consolidated fees to cash flowsWhat are you charging the client?*How should we treat the cash flows during the first year?SelectPro-rated (Default - $0 for Deferred)Full amount (e.g. for IRA RMDs)Are there any constraints on the yield curve?SelectNoYesExplain the constraintsWould you like to tie it to a cash flow?SelectNoYesExplain how you would like it tied to a cash flowPaste in the desired cash flows from ExcelYear Cash Flow 1 Cash Flow 1 2013 $150,000.00 $150,000.00 2014 $175,000.00Fixed Income Types Agency / Bank CDs Municipal Bonds Corporate Bonds TIPS Select the ETFs you would like to use Municipal ETFs Corporate ETFs Which Muni ETF Portfolio?Select15 Year16 Year17 Year18 YearWhich Coporate ETF Portfolio?Select15 Year16 Year17 Year18 Year19 Year20 Year21 YearWhat is the Income Portfolio allocation?*What is the Income Portfolio allocation?*What is the Income Portfolio allocationMuni ETF, Corporate ETF or Hyrbid?Account NameAllocation Click the + symbol to the right of the box to add another row Are there any agencies you would like to exclude?NoYesList the agencies you would like to exclude Click the + symbol to the right of the box to add more agencicesMunicipal Bonds State PreferenceAnyAlabamaAlaskaArizonaArkansasCaliforniaColoradoConnecticutDelawareFloridaGeorgiaHawaiiIdahoIllinoisIndianaIowaKansasKentuckyLouisianaMaineMarylandMassachusettsMichiganMinnesotaMississippiMissouriMontanaNebraskaNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaNorth DakotaOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVermontVirginiaWashingtonWest VirginiaWisconsinWyomingMinimum Municipal Bond RatingAAAAAAMinimum Corporate Bond RatingAAAAAAWould you like to add any comments about the Income Portfolio?NoYesAdd additional income portfolio comments below Custodian*SelectSchwabScottradeFidelitySSGTD AmeritradePershingOtherWhat Custodian?Is this a new or existing account?*SelectExistingNewWhen do you expect to open the account by?* What type of account(s)?* Taxable Qualified Roth Stock Options Other TBD What type of account will it be?* Taxable Qualified Roth Stock Options Other TBD Taxable Account(s) informationOwnerNumberValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsTaxable Account(s) informationOwnerEstimated ValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsQualified Account(s) InformationOwnerNumberValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsQualified Account(s) InformationOwnerEstimated ValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsRoth Account(s) InformationOwnerNumberValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsRoth Account(s) InformationOwnerEstimated ValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsStock Options InformationOwnerNumberValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsStock Options InformationOwnerEstimated ValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more accountsOther Assets InformationOwnerDescriptionValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more assetsOther Assets InformationOwnerDescriptionEstimated ValuePurpose (Split/Income/Growth) Click the + symbol to the right of the box to add more assetsDoes your client have legacy bonds that you would like checked for suitability?SelectNoYesHow many legacy bonds would you like checked?SelectLess than 55 or MoreEnter the Client's Legacy Bond Position(s)Account OwnerCUSIPPar ValueAcquisition PriceAcquisition Date Click the + symbol to the right of the box to add more positions.Paste in your legacy bond positions from Excel belowAccount Owner | CUSIP | Par Value | Acquisition Price | Acquisition DateWould you like to add any comments about the account(s)?NoYesPlace any additional account comments below
